Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Goedtke is a financial advisor who has been working in the industry since 1989. He is currently registered with Cambridge Investment Research Advisors, Inc. in Minnesota. James has a wide range of experience working with individuals, families, and businesses, and is able to provide a variety of financial services. He holds the Series 7, Series 24, Series 63, and Series 66 licenses and has worked with a number of other firms throughout his career including United Securities Alliance, Inc., FSC Securities Corporation, American Express Financial Advisors Inc. and Edward D. Jones & Co., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MN
10/28/2024 - Present
Cambridge Investment Research Advisors, Inc. (Marshall MN)
MN
10/24/2003 - 11/02/2006
UNITED SECURITIES ALLIANCE, INC. (SLAYTON MN)
GA
06/21/1995 - 10/27/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
09/22/1994 - 06/28/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/22/1994 - 06/28/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
08/29/1994 - 09/08/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MO
08/16/1994 - 08/25/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MN
10/25/1989 - 08/16/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/25/1989 - 08/16/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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