Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dean Engel is a financial advisor with Osaic Wealth, Inc. James is a Nebraska resident with experience in the financial services industry since 1986. James has held previous positions at SAGEPOINT FINANCIAL, INC. NATIONWIDE SECURITIES, LLC, 1717 CAPITAL MANAGEMENT COMPANY, and WOODBURY FINANCIAL SERVICES, INC. James is registered with FINRA and has Series 6 and SIE licenses. James's specializations include investment advisory services for individuals, businesses, pensions, and pooled investment vehicles. James also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
09/01/2023 - Present
Osaic Wealth, Inc. (HASTINGS NE)
NE
06/30/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HASTINGS NE)
NE
08/01/2008 - 07/01/2020
NATIONWIDE SECURITIES, LLC (FAIRFIELD NE)
NE
06/14/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (FAIRFIELD NE)
NE
05/18/1999 - 06/14/2007
WOODBURY FINANCIAL SERVICES, INC. (FAIRFIELD NE)
OH
01/04/1997 - 05/27/1999
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
MN
10/24/1994 - 01/08/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
01/04/1993 - 12/31/1994
AMERINATIONAL FINANCIAL SERVICES, INC.
NH
05/24/1990 - 12/31/1992
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
NA
10/03/1986 - 06/12/1990
ALLIED GROUP SECURITIES CORPORATION
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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