Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Tayler is a financial professional with over 7 years of experience in the securities industry. James is currently registered with Natwest Markets Securities Inc. in Stamford, CT. James holds the Series 63, Series 24, Series 7TO, SIE, and Series 79 licenses. James is registered in Connecticut as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
07/31/2015 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 10/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 12/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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