Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Weston is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial services industry since 1996 and is licensed in Oklahoma and Texas. James holds Series 6, 7, 63, and 65 licenses. James's prior employment history includes roles at LPL FINANCIAL LLC, ING FINANCIAL PARTNERS, INC., and MONY SECURITIES CORP. James offers financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
07/20/2018 - Present
Cetera Investment Advisers LLC (MOORE OK)
OK
10/23/2015 - 03/08/2017
LPL FINANCIAL LLC (NORMAN OK)
OK
04/17/2008 - 04/30/2013
ING FINANCIAL PARTNERS, INC. (OKLAHOMA CITY OK)
OK
04/22/1996 - 04/18/2006
ING FINANCIAL PARTNERS, INC. (LEXINGTON OK)
NY
02/19/1991 - 03/20/1995
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/9/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 2/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Weston is the right advisor for you? Invested Better is here to help.
