Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Weston is a registered investment advisor representative with Cetera Investment Advisers LLC. James has been in the securities industry since 1996. James is also registered as an investment advisor representative in Oklahoma and Texas. Prior to joining Cetera Investment Advisers LLC, James was registered with LPL Financial LLC, ING Financial Partners, Inc., and MONY Securities Corp. James has experience in providing financial planning, portfolio management, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
07/20/2018 - Present
Cetera Investment Advisers LLC (MOORE OK)
OK
10/23/2015 - 03/08/2017
LPL FINANCIAL LLC (NORMAN OK)
OK
04/17/2008 - 04/30/2013
ING FINANCIAL PARTNERS, INC. (OKLAHOMA CITY OK)
OK
04/22/1996 - 04/18/2006
ING FINANCIAL PARTNERS, INC. (LEXINGTON OK)
NY
02/19/1991 - 03/20/1995
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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