Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Vinci is a financial professional with over 15 years of experience in the securities industry. James has held a variety of roles at both Great Point Capital LLC and Edward Jones. James is currently registered with FINRA and the state of Illinois. James holds a Series 7, Series 55, Series 62, Series 66 and a Series 57TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/15/2011 - Present
Great Point Capital LLC (CHICAGO IL)
IL
08/15/2011 - 11/11/2011
EDWARD JONES (HIGHLAND PARK IL)
IL
02/08/2006 - 07/15/2011
GREAT POINT CAPITAL LLC (CHICAGO IL)
BOTH
Issued 08/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2006
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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