Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thompson is a registered representative with Truist Securities, Inc. James has been in the industry since 2006. He is registered in 52 states. James holds Series 7, Series 63, SIE, and Series 79TO licenses. James is based in Atlanta, Georgia. Before Truist Securities, Inc., James worked at WELLS FARGO SECURITIES, LLC and SUNTRUST CAPITAL MARKETS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/05/2014 - Present
Truist Securities, Inc. (ATLANTA GA)
NC
09/09/2008 - 04/28/2014
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
GA
01/21/2004 - 05/19/2006
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
BC
Issued 09/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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