Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephenson is a financial advisor with over 17 years of experience in the industry. James is currently registered with Regions Securities LLC. James has held previous positions at SunTrust Robinson Humphrey, Inc. James holds the Series 7, Series 63, SIE and Series 79TO licenses. James is registered with the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
07/01/2016 - Present
Regions Securities LLC (Atlanta GA)
GA
10/19/2005 - 05/18/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 08/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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