Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stein is a financial advisor at Benjamin F. Edwards & Company, Inc. James has been in the industry since 1984 and holds both Series 7 and Series 63 licenses, as well as a Series 65 license. James has extensive experience in providing financial planning, portfolio management and investment advice. James has worked for several firms including Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. James is registered to provide investment advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
04/30/2014 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
OH
01/01/2008 - 05/01/2014
WELLS FARGO ADVISORS, LLC (WESTLAKE OH)
OH
08/12/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WESTLAKE OH)
NY
04/18/1984 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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