Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Schneider is a financial advisor with over 16 years of experience in the financial services industry. James currently works with Wells Fargo Clearing Services, LLC. James is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative, as well as with the state of Texas as an Investment Advisor Representative. James has a wide range of experience in the industry, having previously worked for UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Robert W. Baird & Co. Incorporated, and Ferris, Baker Watts Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/22/2020 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
04/25/2017 - 06/05/2020
UBS FINANCIAL SERVICES INC. (VIENNA VA)
VA
04/21/2015 - 12/22/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MCLEAN VA)
VA
07/25/2007 - 04/21/2015
ROBERT W. BAIRD & CO. INCORPORATED (RESTON VA)
VA
04/13/2006 - 08/02/2007
FERRIS, BAKER WATTS INCORPORATED (RESTON VA)
MD
03/09/2004 - 01/30/2006
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Schneider is the right advisor for you? Invested Better is here to help.
