Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Rushton is a registered investment advisor representative with Morgan Stanley in Raleigh, North Carolina. James has been in the securities industry since 2005. He has a wide range of experience working with clients on investment advice and planning. James has passed the Series 7 and Series 66 exams and the Securities Industry Essentials Exam. James is registered in 21 states and has worked at several other firms prior to Morgan Stanley, including Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. James has experience working with a wide range of client types and specializes in providing financial planning services, portfolio management for individuals, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
09/02/2022 - Present
Morgan Stanley (Raleigh NC)
NC
02/13/2013 - 06/12/2013
RAYMOND JAMES & ASSOCIATES, INC. (RALEIGH NC)
NC
04/26/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (RALEIGH NC)
NC
09/14/2004 - 12/31/2004
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
BOTH
Issued 09/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Rushton is the right advisor for you? Invested Better is here to help.
