Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Rollerson is a financial advisor with B. Riley Wealth Management. James has been in the securities industry since April 18, 1993. He has a Series 7, Series 24, and Series 63 license and is registered in 25 states. James's previous experience includes working at National Securities Corporation, The Boston Group, Evern Securities, Inc. and H.J. Meyers & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ID
07/22/2022 - Present
B. Riley Wealth Management (KETCHUM ID)
ID
07/24/1998 - 07/22/2022
NATIONAL SECURITIES CORPORATION (KETCHUM ID)
CA
01/25/1996 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
MO
09/06/1994 - 01/05/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/18/1993 - 08/23/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
BC
Issued 01/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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