Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Powers is a Registered Representative and Investment Advisor Representative with over 30 years of experience in the financial services industry. James is currently registered with Hershey Financial Advisers, LLC in Knoxville, TN and is also a Registered Representative with Leigh Baldwin & Co., LLC in Cazenovia, NY. Prior to his current roles, James has worked at various financial institutions, including Securities Service Network, Inc. and SSN Advisory, Inc. James's expertise includes financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
01/01/2025 - Present
Hershey Financial Advisers, LLC (KNOXVILLE TN)
PA
02/01/2017 - 10/10/2018
LEIGH BALDWIN & CO., LLC (LANCASTER PA)
TN
02/15/1996 - 02/01/2017
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
01/04/1993 - 02/20/1996
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
GA
12/17/1984 - 01/11/1993
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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