Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Pike is a financial advisor who has been in the industry since 2009. James Pike is currently registered with Sentry Equity Services, Inc. and is licensed to provide investment advice in Texas. James Pike has also previously worked with several other firms including MML Distributors, LLC, Hartford Securities Distribution Company, Inc., GWFS Equities, Inc., Primevest Financial Services, Inc., Sigma Financial Corporation, BANC ONE Securities Corporation, and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
01/29/2021 - Present
Sentry Equity Services, Inc. (STEVENS POINT WI)
MA
01/02/2013 - 06/20/2013
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
08/01/2011 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
MI
01/18/2007 - 07/07/2011
GWFS EQUITIES, INC. (NOVI MI)
MI
06/02/2006 - 11/15/2006
PRIMEVEST FINANCIAL SERVICES, INC. (FARMINGTON HILLS MI)
MI
02/19/2004 - 06/02/2006
SIGMA FINANCIAL CORPORATION (NOVI MI)
IL
09/26/2002 - 12/16/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
04/16/2001 - 09/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 02/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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