Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Panozzo is an investment advisor representative with Cetera Investment Advisers LLC in Muskegon, MI. James has been in the financial services industry since April 2001. James is registered to provide investment advice in Florida, Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, Utah, and Wisconsin. He has Series 7, Series 66, Series 6TO, and SIE licenses. James also has experience with First Allied Securities, Inc. and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
11/12/2020 - Present
Cetera Investment Advisers LLC (MUSKEGON MI)
MI
04/20/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MUSKEGON MI)
MI
04/11/2001 - 04/26/2007
ROBERT W. BAIRD & CO. INCORPORATED (MUSKEGON MI)
BOTH
Issued 04/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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