Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'Hara is a financial advisor who has been in the industry since 2017. James O'Hara is currently registered with Finalis Securities LLC in New York, NY. James O'Hara has passed the Series 63, Series 7, and Series 7TO exams. Prior to joining Finalis Securities LLC, James O'Hara worked at WEILD & CO. and CANTOR FITZGERALD SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/13/2023 - Present
Finalis Securities LLC (New York NY)
CO
08/08/2022 - 06/20/2023
WEILD & CO. (BOULDER CO)
NY
12/15/1992 - 11/05/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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