Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Nikolai is a financial advisor registered with MML Investors Services, LLC. James has been in the financial services industry since 2006. James is currently registered as a Registered Representative in New York. James's previous employment includes positions with MSI Financial Services, Inc., Rodman & Renshaw, LLC, Hudson Securities, Inc., Jefferies & Company, Inc., Jefferies Execution Services, Inc., and Bonds Direct Securities LLC. James is a Certified Financial Planner™. James is also licensed to offer insurance products through MassMutual Life Insurance Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (EAST HILLS NY)
NY
12/10/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST HILLS NY)
NJ
05/27/2011 - 08/14/2012
RODMAN & RENSHAW, LLC (JERSEY CITY NJ)
NJ
07/21/2010 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
12/10/2002 - 02/04/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/16/2003 - 06/15/2007
JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)
NY
06/18/2001 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
BC
Issued 12/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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