Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Montijo is a financial professional who has been in the industry since February 18, 2021. James is currently registered as a Registered Representative with LPL Enterprise, LLC and has a total of 11 state registrations. James is also a Registered Investment Advisor with LPL Enterprise, LLC, and has a total of 9 IA state registrations. James has a strong background in the financial services industry, having previously held roles with Cetera Advisor Networks LLC, Securian Financial Services, Inc., and MML Investors Services, LLC. James offers a range of financial services, including financial planning, consulting, educational seminars, and portfolio management. James specializes in working with individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (FOREST HILLS NY)
NY
08/10/2023 - 12/20/2023
CETERA ADVISOR NETWORKS LLC (NEW YORK NY)
NY
09/24/2021 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEW YORK NY)
NJ
02/13/2021 - 09/17/2021
MML INVESTORS SERVICES, LLC (PARAMUS NJ)
BOTH
Issued 04/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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