Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Mohr is a financial advisor with Osaic Wealth, Inc. James is also a registered representative with the firm. James has been in the industry since August 30, 2020. James has a Series 66 license, Series 7TO license and a SIE license. James has experience with SagePoint Financial, Inc., Principal Securities, Inc., and Principal Life Insurance Company. James is licensed in New Mexico and Texas.
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Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
07/22/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
08/31/2020 - 08/09/2022
PRINCIPAL SECURITIES, INC. (Houston TX)
BOTH
Issued 11/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 7/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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