Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McNaughton is a financial advisor at Thrivent Investment Management Inc.. James has been in the industry since 2015 and is registered to provide investment advice in several states including Massachusetts, Oklahoma, Texas and West Virginia. James holds a Series 6, 7TO, and 63 license and has passed the SIE and Series 65 exams. James specializes in working with individuals, corporations, and churches.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
10/23/2020 - Present
Thrivent Investment Management Inc. (Dedham MA)
IA
Issued 07/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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