Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David McManus is a financial advisor currently registered with LPL Financial LLC. James has been working in the financial services industry since 1995. James has experience with both individual and corporate clients. James is licensed to provide financial advice in South Carolina, Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, Ohio. James also has experience with insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/18/2016 - Present
LPL Financial LLC (MYRTLE BEACH SC)
CT
03/27/2009 - 04/25/2014
AMERIPRISE FINANCIAL SERVICES, INC. (NEW HAVEN CT)
CT
01/26/2004 - 03/27/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (WALLINGFORD CT)
TX
10/22/1999 - 01/29/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
KS
07/15/1999 - 10/12/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
NC
03/16/1999 - 07/14/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
06/06/1996 - 01/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/12/1995 - 08/14/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
BOTH
Issued 11/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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