Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David MacKler is an active Investment Advisor Representative at Raymond James Financial Services Advisors, Inc.. James has 23 years of experience in the securities industry. James also holds a Series 66, Series 7, Series 31, Series 9 and Series 10 license. James was previously employed by Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., CitiStreet Equities LLC and NYLIFE Securities Inc. James works at the Atlanta, Georgia branch of Raymond James Financial Services Advisors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
08/24/2015 - Present
Raymond James Financial Services Advisors, Inc. (ATLANTA GA)
GA
06/01/2009 - 08/20/2015
MORGAN STANLEY (ATLANTA GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
07/14/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
NJ
02/20/2003 - 08/26/2004
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
01/11/2002 - 03/18/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
07/21/1999 - 11/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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