Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Libretti is a financial professional licensed to offer securities and investment advice. James is registered with Seaport Global Securities LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC) and a member of FINRA. James has passed the Series 63, Series 79TO, and the Securities Industry Essentials (SIE) exams and is currently licensed in 51 states, plus the District of Columbia. James has been in the financial services industry since September 18, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/19/2022 - Present
Seaport Global Securities LLC (HOUSTON TX)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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