Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Kniffin is an investment advisor representative with Stifel, Nicolaus & Company, Inc., located in SALEM, OR. James has been in the securities industry since 1981, and is currently registered with the Financial Industry Regulatory Authority (FINRA). James has passed the Series 63, 65, 7, 9, 10, and SIE exams. James has previously worked for CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. James is a member of the Salem Football Officials Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
09/30/2024 - Present
Stifel, Nicolaus & Company, Inc. (SALEM OR)
OR
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALEM OR)
NY
08/25/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/19/1982 - 12/09/1982
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
IA
Issued 05/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Kniffin is the right advisor for you? Invested Better is here to help.
