Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Kaufman is a financial advisor with Commonwealth Financial Network in Dedham, Massachusetts. James has been working in the financial industry since 1977 and has been registered with Commonwealth Financial Network since 2018. Prior to that, James worked at Prudential Securities Incorporated, Kidder, Peabody & Co. Incorporated, and Kidder, Peabody & Co., Incorporated. James specializes in retirement planning, investments, insurance, and estate planning. James holds Series 63, Series 65, Series 7, and SIE licenses. James is a registered investment advisor in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
07/09/2018 - Present
Commonwealth Financial Network (DEDHAM MA)
NY
04/07/1988 - 09/20/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/19/1978 - 03/09/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
07/01/1977 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
IA
Issued 07/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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