Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kaplan is a Senior Vice President at Onedigital Investment Advisors and has been in the financial services industry since 1983. James is a Registered Investment Advisor and holds the Series 6, 7, 63 and 65 licenses. James is also a member of the Board of Directors for both M Financial Holdings and the Mariano Rivera Foundation. James provides discretionary investment management services to a variety of clients, including individuals, high net worth individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
09/15/2022 - Present
Onedigital Investment Advisors (Princeton NJ)
NJ
09/21/1983 - 04/12/2012
AXA ADVISORS, LLC (PRINCETON NJ)
NY
09/21/1983 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
05/23/1986 - 07/14/1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
05/22/1986 - 07/14/1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
IA
Issued 04/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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