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James David Kallstrom

THE OAK Ridge Financial Services Group, Inc.

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About James David Kallstrom

James Kallstrom is a financial advisor at The Oak Ridge Financial Services Group, Inc. James has over 29 years of experience in the financial services industry. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7 and Series 65 licenses. James is also registered with the states of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Idaho, Illinois, Indiana, Iowa, Kansas, Minnesota, Missouri, Montana, New Mexico, New York, North Dakota, Ohio, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Washington, Wisconsin, and Wyoming. James has expertise in providing financial planning, portfolio management, and selection of other advisors.

Firm Information

James Kallstrom is currently registered with THE OAK Ridge Financial Services Group, Inc.. THE OAK Ridge Financial Services Group, Inc. is a corporation headquartered in GOLDEN VALLEY, MN, United States. Founded in March 1997, the firm offers a wide range of financial services, including financial planning, portfolio management for individuals, and selection of other advisers. They have a strong presence across the United States, with state registrations in all 50 states, as well as the District of Columbia and Virgin Islands. With over 30 licensed agents and investment advisor representatives, they serve a diverse clientele, including individuals, high-net-worth individuals, and insurance companies. Their regulatory assets under management exceed $456 million, demonstrating their expertise and experience in managing client assets.
THE OAK Ridge Financial Services Group, Inc.

701 XENIA AVENUE SOUTH

GOLDEN VALLEY, MN 55416-1089

$456.42M

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Kallstrom’s Registration & Firm History

MN

10/17/2023 - Present

THE OAK Ridge Financial Services Group, Inc. (GOLDEN VALLEY MN)

MN

12/05/2003 - 03/13/2013

DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)

MO

07/01/2003 - 12/12/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

12/12/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MN

06/15/1994 - 12/19/2000

MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 02/03/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for James David Kallstrom. Review regulatory record here.
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