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James David Grebenc

Maxim Group LLC

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About James David Grebenc

James David Grebenc is a financial advisor who is registered with Maxim Group LLC in Miami Beach, FL. James has been in the financial services industry since 2002. James has Series 63, SIE, Series 52, and Series 37 licenses. James was previously registered with The Benchmark Company, LLC, Noble Financial Capital Markets, Ascendiant Capital Markets, LLC, B. Riley & Co., LLC, Canaccord Adams Inc., JMP Securities LLC, W.R. Hambrecht + Co., LLC, Lehman Brothers Inc., Robertson Stephens, Inc., and First Marathon (U.S.A.) Inc.

Firm Information

James Grebenc is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Grebenc’s Registration & Firm History

FL

06/07/2024 - Present

Maxim Group LLC (Miami Beach FL)

NY

06/24/2015 - 04/30/2024

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

FL

10/22/2014 - 07/07/2015

NOBLE FINANCIAL CAPITAL MARKETS (BOCA RATON FL)

FL

01/17/2014 - 06/24/2014

ASCENDIANT CAPITAL MARKETS, LLC (JUPITER FL)

NY

02/16/2010 - 02/01/2013

B. RILEY & CO., LLC (NEW YORK NY)

NY

11/24/2009 - 02/08/2010

CANACCORD ADAMS INC. (NEW YORK NY)

NY

08/01/2005 - 08/05/2009

JMP SECURITIES LLC (NEW YORK NY)

CA

03/09/2004 - 07/22/2005

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

08/23/2002 - 10/28/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

CA

08/13/2001 - 07/26/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

NA

08/27/1998 - 08/27/1999

FIRST MARATHON (U.S.A.) INC. (MONTREAL )

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Licenses & Designations

BC

Issued 09/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 52 - Municipal Securities Representative Examination

BC

Issued 08/20/1998

Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James David Grebenc.
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