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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gaunt is an investment advisor representative associated with Formidable Asset Management, LLC. James has over 10 years of experience in the financial industry. James has a Series 7 and Series 66 licenses, as well as the SIE Exam. James has been with Formidable Asset Management, LLC since 2017, and prior to that, worked with other financial services firms such as MML Investors Services, LLC, MSI Financial Services, Inc., and J.J.B. Hilliard, W.L. Lyons, LLC. James has specialized in providing investment advice and financial planning services to high net worth individuals, individuals other than high net worth, corporations or other businesses, investment companies, charitable organizations, pension and profit sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
OH
04/21/2017 - Present
Formidable Asset Management, LLC (Cincinnati OH)
OH
03/25/2017 - 04/05/2017
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
OH
08/28/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CINCINNATI OH)
OH
10/08/2004 - 05/27/2015
J.J.B. HILLIARD, W.L. LYONS, LLC (CINCINNATI OH)
BOTH
Issued 10/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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