Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dyson is a financial professional with over 25 years of experience in the industry. James has worked with Vanguard Marketing Corp. since January 1997. Previously, James was registered with Prudential Securities Incorporated, GKN Securities Corp., and A. R. Baron & Co., INC. James holds the Series 7, Series 63, and Series 24 licenses, and is registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/30/1997 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
NY
07/26/1995 - 10/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/01/1995 - 06/15/1995
GKN SECURITIES CORP. (NEW YORK NY)
NY
08/22/1994 - 11/23/1994
A. R. BARON & CO., INC. (NEW YORK NY)
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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