Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Doss is a financial advisor registered with LPL Financial LLC and has been in the industry since 1998. James has licenses in several states and offers a variety of financial services including financial planning, portfolio management, and pension consulting. Prior to joining LPL Financial LLC, James worked with other firms such as UBS PaineWebber Inc., Signator Investors, Inc. and Securities America, Inc. James is a dedicated and experienced financial advisor who can help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2023 - Present
LPL Financial LLC (BENBROOK TX)
TX
11/06/2020 - 10/02/2023
SECURITIES AMERICA, INC. (Benbrook TX)
TX
01/08/2018 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Benbrook TX)
TX
12/28/2015 - 12/31/2017
SIGNATOR INVESTORS, INC. (BENBROOK TX)
TX
04/07/2003 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BENBROOK TX)
NJ
07/24/1998 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 09/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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