Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Curran is a financial advisor with over 40 years of experience in the industry. James has been registered with Wells Fargo Advisors Financial Network, LLC since 2014. Prior to joining Wells Fargo Advisors Financial Network, LLC, James worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, and Tucker Anthony Incorporated. James specializes in providing financial planning, portfolio management, and investment consulting services to individuals and institutions. James also provides services to insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
10/02/2020 - Present
Wells Fargo Advisors Financial Network, LLC (NARRAGANSETT RI)
RI
06/01/2009 - 06/02/2014
MORGAN STANLEY (PROVIDENCE RI)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
08/18/2000 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
NY
05/20/1994 - 08/23/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
12/05/1984 - 06/01/1994
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
12/24/1981 - 12/28/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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