Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Cecil is a financial advisor with over 19 years of experience in the industry. James has held various roles at reputable firms such as Lazard Frères & Co. LLC, Scotia Capital (USA) Inc., BMO Capital Markets Corp., and SP Securities LLC. James is currently registered with PJT Partners LP and holds Series 7, Series 24, Series 63, and SIE licenses. James is licensed to practice in Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/17/2020 - Present
PJT Partners LP (Houston TX)
TX
12/16/2019 - 06/29/2020
SP SECURITIES LLC (HOUSTON TX)
TX
05/17/2012 - 08/01/2017
LAZARD FRERES & CO. LLC (HOUSTON TX)
TX
10/30/2007 - 05/14/2012
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
TX
11/01/2003 - 09/18/2007
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
IL
02/21/2001 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
NC
11/10/1998 - 03/17/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 10/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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