Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Broemmeling is a financial advisor registered with Cetera Investment Advisers LLC. James has been in the financial services industry since 1981 and is a Certified Financial Planner. James provides financial planning services to individuals, businesses, and other clients. James is also a licensed insurance agent and provides fixed insurance products. Woodbury Financial Services, Inc., Washington Square Securities, Inc., and Cetera Advisor Networks LLC are some of the firms James has been affiliated with in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/29/2023 - Present
Cetera Investment Advisers LLC (CLARKSTON WA)
WA
05/02/2000 - 12/18/2013
WOODBURY FINANCIAL SERVICES, INC. (CLARKSTON WA)
CT
11/27/1981 - 05/02/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 04/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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