Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Bicknell is a financial advisor with Cambridge Investment Research Advisors, Inc. James has been in the financial industry since 1999. James is registered with the state of Iowa as an investment advisor representative. James has held previous registrations with Kelbra Securities, LLC, Cambridge Investment Research, Inc., Raymond James Financial Services, Inc., and Forum Financial Services, Inc. James has passed the Series 6, 7, 24, 28, 63 and 65 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
11/28/2012 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
CT
06/10/2003 - 03/12/2009
KELBRA SECURITIES, LLC (STAMFORD CT)
IA
08/17/1999 - 06/13/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
FL
01/04/1999 - 08/20/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
ME
11/02/1998 - 12/31/1998
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
IA
Issued 04/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 04/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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