Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Benko is a financial professional who has been in the industry since September 3, 2020. James is currently registered with Smbc Nikko Securities America, Inc. in New York, New York and is licensed to sell securities in 51 states. James holds Series 63, 79TO, SIE and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/04/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/04/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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