Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anderson is a financial advisor who has been active in the industry since October 19, 2015. James is registered with Regions Securities LLC. James is registered in seven states including Illinois, Indiana, Missouri, New Jersey, North Dakota, Ohio and Wisconsin. James has passed the Series 63, Series 79 and SIE exams. James is currently located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
10/20/2015 - Present
Regions Securities LLC (Atlanta GA)
BC
Issued 11/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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