Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames David Alger is a financial advisor with over 35 years of experience in the industry. James has worked with several firms throughout their career, including Dean Witter Reynolds Inc., Thomson McKinnon Securities Inc., A.G. Edwards & Sons, Inc., Wachovia Securities, LLC, and Simmons First Investment Group, Inc. James is currently registered with Stephens and has a broad range of experience providing financial planning and portfolio management services to individuals, businesses, pension plans, and other non-corporate organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
05/02/2024 - Present
Stephens (LITTLE ROCK AR)
AR
10/01/2008 - 04/15/2019
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
OH
01/01/2008 - 05/15/2008
WACHOVIA SECURITIES, LLC (COLUMBUS OH)
OH
06/12/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLUMBUS OH)
MO
08/09/1989 - 05/02/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/06/1988 - 08/14/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/25/1985 - 04/22/1988
DEAN WITTER REYNOLDS INC.
NA
02/19/1985 - 04/26/1985
DELTA FINANCIAL INVESTMENT CORPORATION
BOTH
Issued 07/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/23/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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