Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Davic Gump is a financial advisor who is currently registered with Northwestern Mutual Investment Services, LLC in Morgantown, West Virginia. James has been in the financial services industry since July 2005. He is a licensed representative of Northwestern Mutual Investment Services, LLC and is registered to provide securities services in six states, including California, Pennsylvania, Virginia, West Virginia, District of Columbia and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WV
07/25/2005 - Present
Northwestern Mutual Investment Services, LLC (MORGANTOWN WV)
BC
Issued 08/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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