Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Darrin Hughes is a Registered Representative and Investment Adviser Representative with First Trust Advisors LP. James has been in the financial services industry for over 10 years and is registered with the state of Illinois. James has completed the SIE, Series 7 and Series 66 examinations. James specializes in providing investment advice and portfolio management services to individuals, corporations, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
06/27/2012 - Present
First Trust Advisors LP (WHEATON IL)
BOTH
Issued 06/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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