Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Browning is a financial advisor with over 30 years of experience in the industry. James is registered with LPL Financial LLC and is licensed in Arkansas, California, Illinois, Louisiana, Mississippi, and Wyoming. James has a wide range of experience in providing financial advice, including portfolio management, financial planning, pension consulting, and educational seminars. James is dedicated to helping clients achieve their financial goals. James has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service. James has worked with LPL Financial in various roles since 1996. James was previously employed by A. G. Edwards & Sons, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James has held a variety of positions at those firms, including a Financial Advisor role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
10/14/2009 - Present
LPL Financial LLC (DENHAM SPRINGS LA)
LA
05/14/1996 - 03/02/2009
LPL FINANCIAL CORPORATION (DENHAM SPRINGS LA)
MO
08/22/1994 - 04/02/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/01/1992 - 08/25/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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