Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Darrell Zack is a financial advisor with over 38 years of experience in the industry. James Zack is currently registered with LPL Financial LLC. Before LPL Financial LLC, James Zack was registered with Morgan Stanley and UBS Financial Services Inc., among other firms. James Zack is a licensed investment advisor in 33 states and offers financial planning, portfolio management, and consulting services to clients. James Darrell Zack specializes in working with individuals, high-net-worth individuals, corporations, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/24/2024 - Present
LPL Financial LLC (WASHINGTON DC)
DC
10/21/2011 - 06/25/2024
MORGAN STANLEY (Washington DC)
DC
11/12/2004 - 10/31/2011
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
MO
07/01/2003 - 11/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/11/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/16/1988 - 10/20/1992
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
04/15/1986 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Zack is the right advisor for you? Invested Better is here to help.
