Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Darrell Ragan is an active financial advisor with a career spanning over 30 years. James Darrell Ragan is currently registered with D.a. Davidson & Co. Prior to that, James Darrell Ragan was registered with Crowell Weedon & Co., Crowell, Weedon & Co., PaineWebber Incorporated, Van Kasper & Company, and Kominz Company Securities, Inc. James Darrell Ragan holds a Series 7, Series 24, Series 63, Series 87, and SIE license and has a designation as a Chartered Financial Analyst. James Darrell Ragan's specializations include retirement planning, education savings, estate planning, insurance, and other financial matters. James Darrell Ragan is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/07/2015 - Present
D.a. Davidson & Co. (SEATTLE WA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
12/14/1999 - 11/04/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NJ
06/25/1997 - 12/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
05/09/1997 - 06/24/1997
VAN KASPER & COMPANY (SAN FRANCISCO CA)
NJ
12/23/1993 - 05/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/04/1986 - 10/13/1988
KOMINZ COMPANY SECURITIES, INC.
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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