Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Darrell Bowen is a financial advisor with over 25 years of experience in the financial services industry. James holds both a Series 65 and Series 63 license. James is also a registered representative with LPL Financial LLC. His previous employers include Mutual Service Corporation, H.D. Vest Investment Services, Prime Capital Services, Inc., Anchor Management Group, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James specializes in providing a range of financial services including financial planning, portfolio management for businesses and individuals, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/28/2009 - Present
LPL Financial LLC (INDIAN HARBOUR BEACH FL)
FL
10/11/2004 - 09/08/2009
MUTUAL SERVICE CORPORATION (INDIALANTIC FL)
TX
07/06/2001 - 11/17/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NY
07/23/1999 - 07/19/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
FL
08/11/1995 - 08/12/1999
ANCHOR MANAGEMENT GROUP, INC. (MELBOURNE FL)
NY
12/07/1993 - 07/18/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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