Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Darby Nielson is a financial professional with Fidelity Brokerage Services LLC. James is registered with the state of Alabama and 52 other states. James has earned the Series 7TO, Series 63 and Series 24 licenses and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
09/20/2022 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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