Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wills is a financial advisor who has been in the industry since 1987. Currently, James works at BOK Financial Securities, Inc. James has previously worked at HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, COASTAL SECURITIES L.P., M.G.S.I. SECURITIES, INC., GREYSTONE SECURITIES, INC., WESTCAP GOVERNMENT SECURITIES, INC., WESTCAP SECURITIES, INC., and BLINDER, ROBINSON & CO., INC. James is licensed in Arizona, Missouri, New Mexico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/18/2019 - Present
BOK Financial Securities, Inc. (HOUSTON TX)
TX
01/22/2016 - 08/22/2019
HILLTOP SECURITIES INC. (HOUSTON TX)
TX
09/14/1999 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (HOUSTON TX)
TX
08/22/1995 - 09/10/1999
COASTAL SECURITIES L.P. (HOUSTON TX)
TX
03/27/1990 - 08/26/1995
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NA
06/08/1989 - 04/09/1990
GREYSTONE SECURITIES, INC.
NA
06/08/1988 - 05/17/1989
WESTCAP GOVERNMENT SECURITIES, INC.
TX
12/02/1987 - 05/17/1989
WESTCAP SECURITIES, INC. (HOUSTON TX)
NA
01/23/1987 - 11/04/1987
BLINDER, ROBINSON & CO., INC.
BC
Issued 01/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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