Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wetter is an active investment banking professional with a focus on securities. James holds the Series 63, Series 79TO and SIE licenses. James is registered with the state of New York and has been working in the securities industry since May 16, 2021. James is currently employed at FTP Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/17/2021 - Present
FTP Securities LLC (NEW YORK NY)
BC
Issued 04/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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