Unclaimed
James Verbonitz is a financial advisor with Prudential Annuities Distributors, Inc. located in Shelton, Connecticut. James has been a registered financial advisor since 2004 and has held previous positions at Transamerica Capital, Inc., Raymond James Financial Services, Inc. and Waddell & Reed, Inc. James holds the Series 7 and Series 66 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/02/2022 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CO
04/01/2009 - 04/08/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
12/11/2006 - 03/31/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (LITTLETON CO)
CO
11/02/2004 - 11/20/2006
WADDELL & REED, INC. (DENVER CO)
BOTH
Issued 01/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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