Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Vavas is a financial advisor with LPL Financial LLC. James is registered with FINRA as a registered representative and has been in the industry since 1999. James is also registered with the state of New Jersey as an Investment Advisor Representative. James holds the Series 6, 7, 24, 63, and 65 licenses. James has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. James has previously worked with Nationwide Securities, LLC and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (Brooklyn NY)
NY
08/01/2008 - 10/07/2019
NATIONWIDE SECURITIES, LLC (BROOKLYN NY)
NY
03/14/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (BROOKLYN NY)
NY
06/11/1999 - 06/06/2007
NATIONWIDE SECURITIES, INC. (BROOKLYN NY)
IA
Issued 05/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Vavas is the right advisor for you? Invested Better is here to help.
