Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Segovia is a financial advisor with LPL Financial LLC, located in Inverness, Florida. James has been in the financial industry since May 25, 2019. James is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and has also passed the Uniform Combined State Law Examination (Series 66), the General Securities Representative Examination (Series 7TO), and the Securities Industry Essentials Examination (SIE). James's previous employment experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and Regions Bank. James is registered to offer investment services in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/26/2024 - Present
LPL Financial LLC (INVERNESS FL)
FL
04/29/2019 - 03/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEEKI WACHEE FL)
BOTH
Issued 06/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure James Segovia is the right advisor for you? Invested Better is here to help.
