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James Daniel Ratliff

RIA Advisors

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About James Daniel Ratliff

James Ratliff is a financial advisor at RIA Advisors and a Certified Financial Planner™ and a Chartered Financial Consultant. James Ratliff has been in the industry since 2005, and has worked for several firms including J.P. Morgan Securities LLC, Chase Investment Services Corp. and Wells Fargo Investments, LLC. James Ratliff is registered with the state of Texas, and specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. James Ratliff also provides insurance sales through Alora Consulting.

Firm Information

James Ratliff is currently registered with RIA Advisors. RIA Advisors is a Houston, TX-based firm with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, publication of periodicals, portfolio management for businesses and individuals. The firm has 6 licensed agents, 9 investment advisor representatives, and 14 investment advisory functions. RIA Advisors primarily works with individuals other than high-net-worth, high-net-worth individuals, pension and profit-sharing plans, business development companies, and corporations or other businesses.
RIA Advisors

11750 KATY FREEWAY

HOUSTON, TX 77079

$1.53B

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Ratliff’s Registration & Firm History

TX

07/11/2017 - Present

RIA Advisors (HOUSTON TX)

TX

10/01/2012 - 06/22/2017

J.P. MORGAN SECURITIES LLC (CONROE TX)

TX

08/17/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (CONROE TX)

TX

12/07/2005 - 08/20/2007

WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 04/03/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Daniel Ratliff.
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